Legal And Ethical Issues In Psychiatric Emergencies

Legal and Ethical Issues Related to Psychiatric Emergencies

Review this week’s Learning Resources and consider the insights they provide about psychiatric emergencies and the ethical and legal issues surrounding these events.

The Assignment in 2–3 pages should address the following points:

  • Explain your state laws for involuntary psychiatric holds for child and adult psychiatric emergencies. Include who can hold a patient and for how long, who can release the emergency hold, and who can pick up the patient after a hold is released.
  • Explain the differences among emergency hospitalization for evaluation/psychiatric hold, inpatient commitment, and outpatient commitment in your state.
  • Explain the difference between capacity and competency in mental health contexts.
  • Select one of the following topics, and explain one legal issue and one ethical issue related to this topic that may apply within the context of treating psychiatric emergencies: patient autonomy, EMTALA, confidentiality, HIPAA privacy rule, HIPAA security rule, protected information, legal gun ownership, career obstacles (security clearances/background checks), or payer source.
  • Identify one evidence-based suicide risk assessment that you could use to screen patients. Attach a copy or a link to the assessment you identified.
  • Identify one evidence-based violence risk assessment that you could use to screen patients. Attach a copy or a link to the assessment you identified.

Paper For Above instruction

Psychiatric emergencies demand swift, informed, and ethically sound responses from healthcare practitioners, particularly psychiatric-mental health nurse practitioners (PMHNPs). These crises encompass a broad spectrum of issues, from acute suicidal ideation to violent behaviors and reactions to psychotropic medications. Navigating the legal and ethical landscape requires a thorough understanding of state laws, distinctions in hospitalization procedures, and an ability to apply evidence-based tools for assessment. In this paper, I will explore the legal statutes regarding involuntary holds, differentiate among various hospitalization types, elucidate the distinctions between capacity and competency, analyze a selected ethical and legal issue, and review evidence-based assessments for suicide and violence risk screening.

State Laws for Involuntary Psychiatric Holds

In my state, California, involuntary psychiatric holds are governed predominantly by the Welfare and Institutions Code (WIC). Under WIC § 5150, a physician, licensed psychologist, or designated mental health professional may initiate a 72-hour hold for individuals deemed to be a danger to self or others, or gravely disabled due to mental illness (California Welfare and Institutions Code, 2020). The initial hold can be initiated by a law enforcement officer based on probable cause or by mental health professionals through a psychiatric evaluation. The healthcare provider or law enforcement officer has the authority to hold the individual for up to 72 hours for evaluation.

The release of the hold generally requires a formal review by a qualified mental health professional, who assesses the patient's stability and potential risks. If continued hospitalization is warranted, the process may escalate to a 14-day or 30-day involuntary commitment under the Lanterman-Petris-Short (LPS) Act. Patients or legal guardians can request discharge once stabilization occurs, and an ongoing legal review is necessary for longer commitments. After the hold is lifted, law enforcement and designated mental health staff facilitate the patient's transfer to inpatient facilities or outpatient care as appropriate.

Differences Among Hospitalization Types

Understanding the distinctions in hospitalization categories is vital. Emergency hospitalization for evaluation, often termed as psychiatric hold, is a short-term measure primarily for assessment and stabilization, typically lasting up to 72 hours in California. It offers a window for evaluation without full commitment, allowing clinicians to determine the need for further treatment.

Inpatient commitment, in contrast, involves a legal process where a patient is detained for extended treatment—generally 14 or 30 days—upon certification that they pose a danger or are gravely disabled. This process involves court hearings and requires procedural safeguards to protect patient rights (American Psychiatric Association, 2020).

Outpatient commitment, also known as Assisted Outpatient Treatment (AOT), enables involuntary treatment without hospitalization. It mandates that the patient adhere to specific treatment plans while residing in the community. Outpatient commitments are used when the risk of relapse or deterioration is high but hospitalization is not necessary; they require court approval and ongoing monitoring (Swanson et al., 2020).

Capacity Versus Competency in Mental Health

The terms 'capacity' and 'competency' are integral in understanding mental health assessments and legal responsibilities. 'Capacity' refers to an individual's ability to make specific decisions at a particular time, such as consenting to treatment. It is task-specific and can fluctuate; for example, a patient might lack capacity to refuse medication during acute psychosis but regain it after stabilization.

On the other hand, 'competency' is a legal determination made by a court, assessing whether a person possesses the minimal mental ability to make legal decisions or manage personal affairs. Competency assessments are formal proceedings, often set in judicial contexts, while capacity assessments are clinical and case-specific (American Psychiatric Association, 2013).

Legal and Ethical Issues Related to Patient Autonomy

Patient autonomy is a foundational ethical principle emphasizing respect for individuals’ rights to make informed decisions about their healthcare. Legally, respecting autonomy involves ensuring informed consent, which requires clinicians to disclose relevant information about diagnosis, treatment options, risks, and alternatives. A legal issue arises when psychiatric emergencies involve involuntary hospitalization, which can conflict with autonomy. For example, in the context of involuntary holds, the patient's right to refuse treatment is overridden to prevent harm, raising ethical concerns about autonomy versus beneficence (Beauchamp & Childress, 2013).

Ethically, balancing autonomy with beneficence and non-maleficence presents dilemmas. While respecting a patient's decision is paramount, clinicians must weigh the risk of harm to the individual or others. In some cases, overriding autonomy through involuntary holds is justified but must be done with procedural safeguards and respect for the patient’s dignity, emphasizing the importance of clear communication and legal compliance (Fisher & Goodman, 2018).

Evidence-Based Suicide Risk Assessment

The Columbia-Suicide Severity Rating Scale (C-SSRS) is a validated, evidence-based tool for suicide risk assessment. It assesses suicidal ideation and behaviors and helps providers stratify risk levels, guiding intervention priorities (Posner et al., 2011). The C-SSRS includes questions about frequency, duration, and control over suicidal thoughts, as well as history of previous attempts, providing a comprehensive risk profile. Its validated sensitivity and specificity make it suitable for use in diverse settings, including emergency departments and psychiatric units.

Evidence-Based Violence Risk Assessment

The Historical-Clinical-Risk Management-20 (HCR-20) is a widely validated tool for assessing violence risk among psychiatric patients. It evaluates historical factors (history of violence, early maladjustment), clinical variables (mental state, substance use), and risk management factors (planning, supervision). The HCR-20 offers a structured and evidence-based approach to violence risk assessment, aiding clinicians in developing targeted safety and management plans (Webster et al., 2013).

Conclusion

Effectively managing psychiatric emergencies requires an integrated understanding of legal statutes pertaining to involuntary hospitalization, distinctions among various forms of commitment, and the ethical principles that guide clinical decisions. These legal frameworks protect patient rights while ensuring safety, and the ethical principle of autonomy must be balanced with beneficence, especially during involuntary holds. Utilizing validated risk assessment tools such as the C-SSRS and HCR-20 enhances clinical decision-making, allowing for evidence-based, patient-centered care. PMHNPs must remain informed and vigilant about their state laws and ethical obligations to ensure safe, respectful, and effective treatment of psychiatric emergencies.

References

  • American Psychiatric Association. (2013). Diagnostic and statistical manual of mental disorders (5th ed.).
  • American Psychiatric Association. (2020). Practice guideline for the treatment of patients with schizophrenia. American Journal of Psychiatry, 177(9), 843-856.
  • Beauchamp, T. L., & Childress, J. F. (2013). Principles of biomedical ethics (7th ed.). Oxford University Press.
  • California Welfare and Institutions Code § 5150 (2020).
  • Fisher, J. E., & Goodman, R. (2018). Ethical and legal issues in psychiatry. In M. J. Kahana (Ed.), Ethics in Mental Health and Justice (pp. 45-61). Springer.
  • Swanson, J. W., Swartz, M., Estroff, S. E., et al. (2020). Developing a continuum of care: The importance of outpatient commitment. Psychiatric Services, 71(7), 693-695.
  • Webster, C. D., Douglas, K. S., Eaves, D., & Hart, S. D. (2013). HCR-20 Violence Risk Assessment Scheme: User’s Guide. Toronto: Multi-Health Systems.
  • Posner, K., Brown, G. K., Stanley, B., et al. (2011). The Columbia–Suicide Severity Rating Scale: Initial validity and internal consistency findings from three multisite studies with adolescents and adults. American Journal of Psychiatry, 168(12), 1266-1277.
  • Murphy, S. F., & Lawlor, W. (2017). Outpatient commitment in mental health care. Psychiatric Services, 68(10), 665-668.
  • Supreme Court of California. (2021). Lanterman-Petris-Short Act and related statutes. California Health and Safety Code.